Regulatory information

In accordance with current regulations, Arkéa ProCapital Services provides investors with all the reporting and documentation they require.

MIFID 2 Report RTS 28

RTS 28 reporting presents, for each category of financial instrument handled, the top 5 execution platforms on which Arkéa ProCapital Services executes transactions as part of its order execution activity on behalf of third parties. Similarly, for each category of instrument, the report presents the top 5 brokers to whom Arkéa ProCapital Services has transmitted orders for execution, as part of its order reception/transmission activity on behalf of third parties.

Eckert reports

The Eckert report shows the total number of accounts held by Arkéa ProCapital Services and considered “inactive” under the terms of the Eckert law, as well as the cumulative total of assets held in these accounts.

Best execution and selection policy

Arkéa ProCapital Services’s best execution and selection policy describes the execution and selection procedures adopted by Arkéa ProCapital Services, and in particular the measures taken to meet its regulatory obligations to best execute client orders and best select counterparties.

Conflict of interest policy

The Conflicts of Interest Management Policy summarizes the main principles applicable to Arkéa ProCapital Services and its managers/collaborators in terms of managing and preventing conflicts of interest.